Investment Companies & Investment Advisors

Professor Steve Bradford

C. Steven Bradford Henry M. Grether, Jr. Professor of Law Emeritus

Professor Bradford joined the faculty in 1987. He received his B.S. degree (summa cum laude) from Utah State University in 1978; an M.P.P. from Harvard University in 1982; and a J.D. (magna cum laude) from Harvard Law School in 1982. From 1982 to 1986, he worked for the law firm of Jenkens & Gilchrist in Dallas, Texas and, during the 1986-87 academic year, he was a Visiting Assistant Professor of Law at Southern Methodist University.

Professor Bradford teaches Business Associations; Securities Regulation; and Corporate Mergers and Acquisitions. 

 

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James Tierney

James F. Tierney Assistant Professor of Law

Professor James Tierney joined the faculty in July 2020. His research focuses on stock market regulation, investment management, and corporate finance. Drawing on years of experience advising federal securities regulators in government, and representing financial services firms in private practice, his current projects explore contract design and regulatory enforcement in retail securities markets, where ordinary investors act like consumers. He teaches core and advanced classes in business law.
 
Before joining the faculty, Tierney practiced for five years with the U.S. Securities and Exchange Commission as senior counsel in its Office of the General Counsel. In that role, he advised the Commission on the interpretation of the federal securities laws, and wrote opinions constituting final agency action articulating those interpretations. Before that, he practiced at Mayer Brown LLP in Washington DC, where he represented firms in the financial services and other industries in appellate and class-action litigation, and advised them on regulatory policy. After law school, he clerked for Judge Mary M. Schroeder of the U.S. Court of Appeals for the Ninth Circuit.

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